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Opinions of The and the Court of Appeals To be used in
conjunction with the CPS Criminal Procedure Textbook |
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CPS Commonwealth
Police Service, Inc. and the Law Office of Patrick Michael Rogers |
Commonwealth
v. Watkins, 375
Supreme Judicial Court of Massachusetts, Middlesex.
Argued
Decided
Richard K. Latimer,
Peter W. Agnes, Jr., Asst. Dist. Atty., for
Commonwealth.
Before HENNESSEY, C. J., and QUIRICO, BRAUCHER,
WILKINS and LIACOS, JJ.
.
QUIRICO, Justice.
The defendant was indicted for murder in the first
degree, armed robbery, and kidnapping.
Before trial, the defendant moved to suppress, inter alia, ([FN1])
certain incriminatory statements made by him to
[375
We hold that there was no error, and that there is no
basis to modify the jury verdict or to grant the defendant any other relief
under G.L. c. 278, s 33E.
Before discussing the alleged errors argued by the
defendant, we review briefly the evidence introduced at the trial concerning
the events surrounding the commission of the armed robbery, kidnapping, and
murder. The evidence was introduced
primarily through the testimony of four witnesses: Police Detective Lieutenant
William Nally of the Massachusetts State Police, who testified as to the
statements made to him by the defendant when the latter was in custody in
Kentucky; Theresa Nelson (Nelson), a female companion of the defendant, who was
arrested with him in Kentucky; Fred Starling (Starling), an uncle of Nelson,
with whom she was living while in Boston; and the defendant himself. The testimony of Detective Nally and of
Nelson, which was similar in most respects, was essentially as follows.
[375
Starling testified at trial that about two and one-half
to three weeks before the shooting, he had observed the defendant with a .38
caliber handgun in his possession.
However, he admitted that he did not know "much about guns"
and was "(j)ust guessing" as to the gun's caliber.
The defendant was the sole defense witness at his trial,
and he testified to the following effect.
On
In convicting the defendant on all the indictments, the
jury apparently did not believe the defendant's testimony as given above, but
rather credited that of Detective Nally and Nelson.
1. Motion to Suppress.
In reviewing the judge's findings of fact and rulings of
law on the motion to suppress, we accept the judge's resolution of the
conflicting testimony, and will not disturb his subsidiary findings if they are
warranted by the evidence. Commonwealth
v. Mahnke, 368
We summarize the facts found by the judge in denying the
motion to suppress. ([FN5]) On
On
The 1971 Buick automobile was towed to a police garage
where it was searched. Bloodstains,
items of clothing, and other evidence of a homicide were found in the trunk of
the car. The
Two
After the voir dire during the trial, the judge ruled
that when the defendant was being questioned by the Massachusetts detectives in
Louisville they did not stop all questioning when he initially requested an
attorney, and they did not obtain from the defendant a waiver of his right to
have an attorney present. ([FN7]) The
judge also ruled that the detectives should have ceased all questioning of the
defendant at the point at which
he first requested a lawyer, and that consequently all statements elicited from
the defendant after his request and prior to his telephone call to his mother
were in violation of his right to counsel and they were therefore
suppressed. ([FN8])
[375
The judge ruled: (a) that the above requirements of
Miranda and Mosley were satisfied with respect to the defendant's later
statements, in that, on the defendant's second request for a lawyer, the
questioning ceased and he was afforded an opportunity to have counsel present
during the questioning; and (b) that the fact that the defendant "later
upon reflection and discussion with his mother chose not to exercise this right
(to counsel) does not preclude admissibility of the statements in
question." He then held that the
statements made to the detectives after the telephone call were the product of
a knowing and voluntary waiver of the defendant's Miranda rights and therefore
admissible.
In so ruling, the judge also considered the defendant's
argument that, in any event, he could not have executed a knowing and voluntary
waiver because his statements to the detectives were induced by fear of
reprisal, or because of pain resulting from the automobile collision or alleged
police beatings. The judge found such
claims to be without [375
The defendant contends for three reasons that it was
error for the judge to admit in evidence the statements made to the
police. He claims (a) that his
statements made after the telephone call were the product of his earlier
excluded statements obtained in violation of Miranda, and, consequently, their
admission in evidence was error; (b) that Miranda explicitly prescribes a
"Per se" rule that custodial interrogation must cease after a suspect
requests an attorney with the result that the admission in evidence of any
uncounseled statements, made after such request, is erroneous; and (c) that
even if "waiver" concepts are allowed to operate as to his
uncounseled statements, the prosecution here failed to meet its burden of proof
in establishing waiver. Our views on
these three claims follow.
In claiming that his later statements must be excluded as
the product of his earlier illegally obtained statements, the defendant relies
on the so called "cat-out-of-the-bag" theory discussed in this
court's decisions in Commonwealth v. Mahnke, 368 Mass. 662, --- - --- ([FNF]),
335 N.E.2d 660 (1975), and Commonwealth v. Haas, --- Mass. ---, --- ([FNG]), 369 N.E.2d 692 (1977).
The "cat-out-of-the-bag" type of analysis was
described in Commonwealth v. Mahnke, supra, as applicable to cases wherein a
subsequent statement is argued as involuntary because it is the product of an
earlier statement found to have been "coerced," or itself
"involuntary." "To be
admissible, subsequent statements may not be 'merely the product of the
erroneous impression that the cat was already out of the bag' (Darwin v.
Connecticut, 391 U.S. 346, 351, 88 S.Ct. 1488, 1491, 20 L.Ed.2d 630 (1968)
(Harlan, J., concurring and dissenting)) because one coerced confession has let
the secret 'out for good.'
In Commonwealth v. Haas, supra, the cat-out-of-the-bag
theory was peripherally employed in an instance where the defendant had made a
certain incriminatory statement while under custodial interrogation, but
without benefit of having received his Miranda warnings. We held that the defendant's subsequent
statements were thus tainted by the initial "illegality" of the prior
statement. The cat was out of the bag in
that the defendant's later incriminatory statements were repetitive of the
initial illegal, and similarly incriminatory, statement; the later statements
were the product of the earlier one.
Commonwealth v. Haas, supra. Yet,
in Haas, the cat-out-of-the-bag line of analysis was used in conjunction with
the "break in . . . the stream of events" theory. Proper police questioning, which elicited the
defendant's later statements, was found to have followed the illegal
interrogation closely Without a discernible break in time or the stream of
events "sufficient to insulate the latter [375 Mass. 482]
statements from the events which went before." Commonwealth v. Haas, supra ---
In this same vein, the "cat-out-of-the-bag"
theory is inapplicable. The proverbial
"cat" was not let out of the bag at the time of the defendant's
initial questioning. It was only after
the defendant had called his mother and expressed to the detectives his desire
to make a full statement, that the cat was released from the bag.
In addition, contrary to the circumstances found in Haas,
in this case there was a break in the stream of events between the giving of
the first statements and the later ones.
Before being questioned a second time, the defendant was given the
opportunity to communicate with an attorney.
Instead he called his mother, and, after a lengthy conversation with her
and his sister, he decided to give the further statement to the police. The "temporal proximity" of the
prior illegally obtained statements to the subsequent statements is
overshadowed by the presence of such "intervening
circumstances." Commonwealth v.
Fielding, ---
The defendant next argues that Miranda v. Arizona, 384
U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966), prescribes a "Per se"
rule that all interrogation must cease after a suspect requests an attorney,
and, therefore, the defendant's later statements to the detectives should have
been suppressed. We disagree. In Miranda, the Supreme Court stated:
"Once warnings have been given, the subsequent procedure is clear. If the individual indicates in any manner, at
any time prior to or during questioning, that he wishes to remain silent, the
interrogation must cease. . . . If the
individual states that he wants an attorney, the interrogation must cease until
an attorney is present." Id. at
473-474, 86 S.Ct. at 1627. However, in
Michigan v. Mosley, 423 U.S. 96, 102-103, 96 S.Ct. 321, 46 L.Ed.2d 313 (1975),
the Court held that the Miranda language quoted above did not create a
"Per se" rule barring the renewed interrogation of a person once he
or she has indicated a desire to remain silent.
Rather, the Court held that under Miranda the admissibility of any
statements obtained after the person in custody has decided to remain silent
depended on whether the person's " 'right to cut off questioning' was
'scrupulously honored.' "
In the present case, after the detectives asked and the
defendant answered some initial questions, the defendant requested an
attorney. In spite of this request, the
detectives continued to interrogate the defendant until he made a second
request to see a lawyer. The judge
correctly suppressed all statements made by the defendant between his first and
second requests for counsel. However,
after the second request, the interrogation was stopped and the defendant was
given the opportunity to call an attorney.
The detectives did not resume interrogation of the defendant before he
indicated to them that he wanted to give the further statement. They did not solicit him or apply any
coercion or pressure on him. We hold
that in these circumstances the defendant's spontaneous declaration of his
desire to make a further statement constituted an implied, if not an express,
waiver of his previously asserted desire to speak with [375 Mass. 485]
counsel, which waiver is permitted under the Miranda and the Mosley Decisions.
The defendant claims, however, that even if waiver
concepts operate as to his subsequent statements, the prosecution failed to
meet its burden of proof in establishing waiver. As stated many times " 'courts indulge
every reasonable presumption against waiver' of fundamental constitutional
rights," Johnson v. Zerbst, 304
The judge, having considered all the circumstances
bearing on the issue of waiver in the present case, including the conduct and
characteristics of the defendant, concluded that the Commonwealth had sustained
its burden. He found that the defendant
knowingly and voluntarily waived his Miranda rights, specifically the right to
silence and the right to the presence of an attorney. We believe that there was sufficient evidence
before the judge to support his subsidiary findings, which in turn are
sufficient to support his ultimate holding.
Accordingly, we find no error in his denial of the motion to
suppress.
2. Motion to Dismiss.
The defendant next argues that the judge committed
reversible error in failing to dismiss the murder indictment on the ground that
the felony-murder rule, as embodied in G.L. c. 265, s 1, is
unconstitutional. We have examined the
legal arguments raised in support of this claim and find them to be without
merit.
[375 Mass. 486] General Laws c. 265, s 1,
provides in pertinent part: "Murder committed with deliberately
premeditated malice aforethought, or with extreme atrocity or cruelty, or in
the commission or attempted commission of a crime punishable with death or
imprisonment for life, is murder in the first degree. Murder which does not appear to be in the
first degree is murder in the second degree." As developed by the case law, the felony-murder
rule in the Commonwealth imposes criminal liability for homicide on all participants
in a certain common criminal enterprise if a death occurred in the course of
that enterprise. "It is settled law
that if two or more combine to commit a robbery and a homicide results, each is
criminally responsible for the acts of his associates in the perpetration of
the common design for which they conspired; and it is no defense for the
associates engaged with others in the commission of a robbery, that they did
not intend to take life in its perpetration, or that they forbade their
companions to kill." Commonwealth
v. Devereaux, 256
[5][6] In arguing the unconstitutionality of the
felony-murder rule, the defendant takes issue with this relaxation of the
requirement of intent. In doing so,
however, he claims that the felony-murder rule operates to "relieve"
the State of its burden of proof on an essential element of the crime of
murder, namely malice aforethought. The
defendant claims that the felony-murder rule is, in this regard,
unconstitutionally violative of the due process requirements of the Fourteenth
Amendment to the United States Constitution.
We disagree. As previously stated
by this court, "The felony-murder rule as it was formulated in
The defendant's arguments alleging the unconstitutionality
of such application are unpersuasive.
The Commonwealth is not, pursuant to the operation of the felony-murder
rule, "relieved" of its duty prescribed by the United States Supreme
Court in In re Winship, 397 U.S. 358, 90 S.Ct. 1068, 25 L.Ed.2d 368 (1970), of
proving every fact necessary to the crime as charged beyond a reasonable
doubt. Nor is the burden of proof as to
an element of the crime charged "affirmatively shifted" from the
Commonwealth to the defendant as prohibited by the Supreme Court in Mullaney v.
Wilbur, 421 U.S. 684, 701, 95 S.Ct. 1881, 44 L.Ed.2d 508 (1975).
[7][8] We have examined the defendant's additional
arguments that the felony- -murder rule is violative of arts. 1, 10, 12,
and 26 of the Declaration of Rights of the Massachusetts Constitution, because
the imposition of a mandatory life sentence on conviction of felony-murder,
without right to release on parole, cannot be justified as necessary to serve a
compelling State interest, and that the rule violates the Eighth Amendment to the
United States Constitution because it imposes an "infrequent and
arbitrary" punishment. We think
these arguments, seemingly based in large part on the decision in Commonwealth
v. O'Neal, 367 Mass. 440, 327 N.E.2d 662 (1975), and Commonwealth v. O'Neal,
368 Mass. --- ([FNT]), 339 N.E.2d 676 are without substance. Consequently, we hold that [375 Mass.
488] the judge's denial of the motion to dismiss the murder indictment
was free of error.
3. Motions for Compulsory
Process and Continuance.
[9] The defendant argues that the judge committed error
by denying the defendant's motions for (a) compulsory process, and (b) a
continuance to secure the attendance of Theodore Watkins as a witness at
trial. In ruling on the defendant's
motions the judge found that the witness was unavailable in that he was under
arrest in another State and was currently resisting extradition or refusing to
return voluntarily to the Commonwealth.
However, the judge found that the testimony the defense could reasonably
expect to obtain from Watkins was available through other witnesses, and,
furthermore, that the evidence, even if proffered by Watkins, would not be
exculpatory as to the defendant. In
denying the defendant's motions, the judge apparently concluded that Watkins
was not a "material" witness within the meaning of G.L. c. 233, s
13B, or, if "material," that his testimony would not be of such
import to the defendant's case as to warrant the court's compelling his
attendance at trial or discontinuing the proceedings until his attendance could
be secured.
(a) The judge's rulings in this matter involved an
element of discretion and did not violate the defendant's constitutional
rights. Although a defendant is
"entitled to compulsory process under G.L. c. 277, s 66, for all
'witnesses who are necessary to his defence,' this right does not automatically
extend beyond the territory of the Commonwealth. The provisions of the uniform law to secure
the attendance of witnesses from without a State in criminal proceedings (G.L.
c. 233, ss 13A-13D) . . . (do) not alter this result." Commonwealth v. Dirring, 354
Moreover, we think that the defendant's reliance on
Washington v. Texas, 388 U.S. 14, 23, 87 S.Ct. 1920, 18 L.Ed.2d 1019 (1967), in
arguing that his constitutional rights to
compulsory process were
violated, is misplaced. In that case the
Court held that because the Sixth Amendment right to compulsory process is
applicable to States through the Fourteenth Amendment to State proceedings, Id.
at 17-19, 87 S.Ct. 1920 a State statute "disqualifying" an alleged
accomplice from testifying on behalf of a defendant was unconstitutional. Id. at 23, 87 S.Ct. 1920. It was undisputed in that case that the
alleged accomplice's testimony would not only have been relevant and material,
but indeed vital to the defense. Id. at
16, 87 S.Ct. 1920. In those
circumstances it was held that the statutory bar to the introduction of the
accomplice's testimony at trial violated the defendant's Sixth Amendment
protections. That is not the situation
before us.
[10] In addition, where the expected testimony of an
individual is merely cumulative of other available testimony to the same
effect, as the judge found to be the case here, the denial of process to obtain
or compel the attendance of that individual involves an element of discretion
on the part of the trial judge, and it is not in all cases a violation of the
defendant's constitutional rights.
Whether a motion for continuance should be granted also
lies within the discretion of the judge, whose action will not be disturbed
unless there is a clear abuse of discretion.
Commonwealth v. Funderberg, supra --- Mass at --- ([FNV]), 373 N.E.2d
963. Commonwealth v. Cavanaugh, ---
4. Motion for Mistrial.
[12] The defendant argues that the judge committed error
by denying the defendant's motion for a mistrial based on the testimony of
Nelson's uncle, Starling. On
direct-examination, Starling testified that approximately two and one-half to
three weeks before the shooting of Keen he had seen a .38 caliber handgun in
the defendant's possession. The
prosecutor asked Starling if he had talked with the defendant "about any
laws in Massachusetts." The judge
allowed the witness to answer the question and Starling answered in the
affirmative. However, the judge excluded
the prosecutor's further questions as to what particular law or laws were
discussed. The defendant argues (a) that
despite those exclusions, the prosecutor had permitted Starling to testify that
the defendant was in unlawful possession of a handgun, a crime for which he had
not been indicted, and (b) that such an imputation of a prior crime was highly
prejudicial and improper, and constituted a ground for the declaration of a
mistrial.
While this court has frequently stated that evidence of
other crimes and prior misconduct of which the defendant might be guilty
ordinarily may not be received, Commonwealth v. Clifford, --- Mass. ---, ---
([FNX]), 372 N.E.2d 1267 (1978), and authorities cited therein, we disagree
with the defendant's [375 Mass. 491] claim that the evidence in
question here constituted a "plain" implication that the defendant
had committed a prior crime. The judge
excluded all questions asked by the prosecutor as to the substance of any
conversation about "laws in Massachusetts," and it would be pure
speculation to infer that the jury had nevertheless regarded the evidence of
the defendant's possession of the handgun as indicating he had
previously violated the laws of the Commonwealth.
Rather, the evidence of the defendant's possession of a
.38 caliber handgun two and one-half to three weeks before the shooting of Keen
was admissible to show that the defendant possessed the means to commit the
crime. Commonwealth v. Russell, 2
Mass.App. 293, 295, 311 N.E.2d 581, 583 (1974).
Starling's observation that the defendant had in his
possession a .38 caliber handgun, although on cross-examination shown to be
somewhat questionable in that Starling admitted he did not know "much
about guns" and was "(j)ust guessing" as to the gun's caliber,
could nevertheless have been deemed relevant by the judge in connecting the
defendant, as well as the gun, to the homicide.
5. Motion to Excuse the
Jury for the Evening.
[13] Finally, the defendant argues that the judge's
denial of the motion to excuse the jury from further deliberations for the
evening after the jury had submitted a question to the judge at a very late
hour constituted error. The transcript
indicates that final arguments and the judge's charge commenced shortly after
10 A.M. on Monday, November 22, 1976.
The jurors began their deliberations at 2:20 P.M. At
The defendant argues that the judge's failure to excuse
the jury created undue pressure for a hasty and compromise verdict. We find no merit to this contention and think
it is based on unsubstantiated speculation.
In reviewing the record, "(i)t does not appear that the jury were
unable or unwilling to give full and careful consideration to the
evidence." Commonwealth v. Mabey,
299
6. Review under G.L. c.
278, s 33E.
We have considered the whole case on the law and the
evidence, and we conclude that the verdict was neither against the law nor the
evidence. The interests of justice
require neither a new trial nor the entry of a verdict of a lesser degree of
guilt than was found by the jury.
Judgments affirmed.
(FN1.) We do not consider the
judge's denial of another pretrial motion to suppress items of personal
property since the denial of the motion is not at issue in the appeal before
us.
(FN2.) Other assignments of error, raised in
the defendant's "Assignment of Errors," have not been briefed and are
deemed waived. Mass.R.A.P. 16, as
amended, 367 Mass. 921 (1975). S.J.C.
Rule
(FN3.) Nelson testified that the
pistol was the same gun she had seen previously in the defendant's possession
in Kentucky and in Boston.
(FN4.) Detective Nally testified that the
defendant told him he was angry at Bobo for shooting the man because they had
planned merely to tie him up and then abandon him.
FNa. Mass.Adv.Sh. (1975) 2897, 2899-2900.
FNb. Mass.Adv.Sh. (1977) 2212, 2217.
FNc. Mass.Adv.Sh. (1975) at 2900.
(FN5.) Although the judge's findings and
rulings were filed subsequent to preparation of the summary of the record on
appeal, and, consequently, are not included therein, they are presently before
us on our allowance of the Commonwealth's motion to enlarge the record.
(FN6.) The judge found that the defendant had
been questioned the previous day by Louisville police and had made certain
statements. These statements, however,
are not the subject of a suppression motion.
(FN7.) The judge outlined at voir dire what
his decision would be when written, and the written findings and rulings are in
substance the same as his initial conclusions.
(FN8.) The suppressed statements were marked
as exhibit A for the purposes of the trial voir dire, and excluded from
evidence in such form.
FNd. Mass.Adv.Sh. (1978) 394, 402.
FNe. Mass.Adv.Sh. (1977) 2302, 2306.
FNf. Mass.Adv.Sh. (1975) 2897, 2926-2930.
FNg. Mass.Adv.Sh. (1977) 2212, 2223.
FNh. Mass.Adv.Sh. (1978) 1025, 1033.
FNi. Mass.Adv.Sh. (1975) at 2926-2927.
FNj. Mass.Adv.Sh. (1975) at 2922.
FNk. Mass.Adv.Sh. (1977) at 2223.
FNl. Mass.Adv.Sh. (1976) 2290, 2311-2312.
FNm. Mass.Adv.Sh. (1977) at 2223.
(FN9.) Although the defendant does not argue
the theory, for the purposes of complete review we note the inapplicability of
the closely related doctrine of the "fruit of the poisonous tree" to
the facts at bar. Wong Sun v.
FNn. Mass.Adv.Sh. (1978) 394, 402.
FNo. Mass.Adv.Sh. (1977) 2302, 2306.
FNp. Mass.Adv.Sh. (1978) 394, 406.
FNq. Mass.Adv.Sh. (1977) 2805, 2810.
FNr. Mass.Adv.Sh. (1978) 512, 517-518.
FNs. Mass.Adv.Sh. (1978) at 406-407.
FNt. Mass.Adv.Sh. (1975) 3502.
FNu. Mass.Adv.Sh. (1978) 601, 605.
FNv. Mass.Adv.Sh. (1978) at 604.
FNw. Mass.Adv.Sh. (1976) 2216, 2223.
FNx. Mass.Adv.Sh. (1978) 214, 220.