|
Opinions of The and the Court of Appeals To be used in
conjunction with the CPS Criminal Procedure Textbook |
|
CPS Commonwealth
Police Service, Inc. and the Law Office of Patrick Michael Rogers |
Commonwealth
v.
Supreme Judicial Court of Massachusetts,
Argued
Decided
Regina Zupan,
Committee for Public Counsel Services, for defendant.
Austin J. Freeley, Asst.
Dist. Atty., for Com.
Before LIACOS, C.J., and LYNCH, O'CONNOR and GREANEY,
JJ.
O'CONNOR, Justice.
The defendant, Stephen R. Walker, was indicted for armed
robbery of a Dunkin' Donuts restaurant in downtown
The defendant appealed to the
The evidence before the jury was as follows. On
Immediately after the robbery, Elbachtany
reported it to the police. Within
minutes, the police arrived at the Dunkin' Donuts. Elbachtany
described the robber as "a light-skinned [421 Mass. 93]
black non-Hispanic male, approximately in his fifties, about six feet three
inches, with a thin build, black-and-gray hair, bluish eyes, wearing a blue
jacket."
On
The police went to the Aquarium subway station based on
information that the customer had walked in that general direction. In the station, the police saw the defendant,
Stephen R. Walker, seated in a train and concluded that he fit the description
of the customer. The defendant was
removed from the train, searched, handcuffed, and transported to the Dunkin'
Donuts. As he was standing handcuffed
beside the police cruiser at the curb accompanied by a police officer, Elbachtany identified the defendant as the robber from
behind a plate glass door. (FN1)
Thereafter, the police took the defendant to the police
station and booked him. During
questioning, the defendant gave the police a false name and a false date of
birth.
[421
1. Motion to suppress identifications. Prior to trial, the defendant filed a motion
to suppress the victim's out-of-court and in-court identifications of him on
the ground that the show-up procedure held more than two weeks after the
robbery was unnecessarily suggestive.
(FN2) At the beginning of the
trial, the defendant sought to have an evidentiary hearing on the motion to
suppress. The judge heard brief argument
on the motion, and then denied it without an evidentiary hearing. The denial was based both on the grounds of untimeliness as well as on the merits. We agree with the defendant that the motion
was not filed late, but we conclude, nevertheless, that the judge's denial of
the defendant's motion to suppress identification evidence on the merits
without an evidentiary hearing was not error.
[1] Under the due process clause of the Fourteenth
Amendment to the United States Constitution, "an evidentiary hearing is
not required whenever a defendant contends that an improper identification
occurred."
As no voir dire was held, we
consider the defendant's affidavit in support of his motion to determine
whether it established a triable issue of
suggestiveness. The defendant [421
[2] We have repeatedly held that, although inherently
suggestive, one-on-one confrontations in the immediate aftermath of a crime
need not be suppressed. Commonwealth v. Harris, 395
[3] Here, there were sixteen days between the crime and
the showup procedure.
The defendant argues that the sixteen-day delay, not being in the
immediate aftermath of a crime, did not tend to provide the benefits that
justify a one-on-one showup. We disagree.
As the Appeals Court observed, "[t]he confrontation took place ...
within minutes of Fatiha Elbachtany's
chance observation of the robber, while his appearance on that occasion, at
least, was still fresh in her mind and the procedure used, unlike a line-up,
could have resulted in the defendant's immediate release. Moreover, the robbery was still fairly recent; Elbachtany
had had an excellent opportunity to observe the robber; and she had provided a detailed
identification, which the defendant fit."
We believe the policy reasons favoring a showup
procedure in the wake of a crime mirror those favoring a quick identification
of a recently spotted, at-large suspect.
We agree with the
2. Expert testimony. The defendant contends that he was denied
due process by the judge's failure to grant his motion for expert testimony on cross-racial
identifications. Assuming favorably to
the defendant that he has properly preserved his rights on this issue, we
proceed to the merits.
[4][5] The decision whether or not to allow the use of
expert testimony as to the reliability of eyewitness testimony is within the
discretion of the trial judge. Commonwealth v. Francis, 390
[6] 3. Consciousness of guilt.
The Commonwealth introduced evidence that, at booking, the defendant
provided the police with a false name and date of birth. False statements to the police are
"standard examples" of consciousness of guilt evidence. Commonwealth v. Cruz, 416
[7] Trial of this case was completed on
We do not agree.
Recently, we reassessed our holding in Commonwealth v. Cruz, supra
at 29-30, 616 N.E.2d 804, and concluded that "the better practice is not
to require that a judge, on his or her own initiative, instruct on the
subject. The matter is left to the sound
discretion of the judge, and it will not be error if he or she chooses not to
instruct on the subject in the absence of a request." Commonwealth v. Simmons, 419
4. Prosecutorial and judicial errors. We proceed to discuss the occurrences in the
defendant's trial which we conclude were prosecutorial and judicial
errors. As the defendant did not object
to any of the occurrences, we must consider whether they created a substantial
risk of a miscarriage of justice.
[8] a. Comment on the defendant's failure to
testify. When the prosecutor
offered in evidence a replica of a gun which the police had seized from the
defendant on December 12, the defendant made an appropriate objection based on
relevancy. In expressing his objection,
the defendant argued in [421 Mass. 98] open court: "[T]here's no doubt that I had that
article in my possession on 12-12, but ... the alleged robbery occurred three
weeks prior to 12-12, and I'm trying to ascertain the relevance of ... what
this gun has to this particular crime. I
don't see any connection,
your Honor." When the defendant
finished making his objection, the prosecutor said, before the jury: "Your Honor, I would move to strike my
brother's testimony as not being in the form of a question; rather, being testimony. And ask that if he is going to testify, that
he take the stand." In response to
the prosecutor's comment, the judge stated, in open court: "Well, I have a difficult job enough,
counsel, without a side-bar conference with pro se counsel." The defendant made no objection, and the
judge made no attempt to cure the prosecutor's comments.
In making this comment, the prosecutor was obviously
complaining about the defendant's trial tactics. On several prior occasions during
cross-examination of Commonwealth witnesses, the defendant, acting pro se,
personally argued his case to the jury.
On this occasion, the defendant was incorporating a statement of fact
into his objection, and the prosecutor sought to direct the judge's attention
to the impropriety. Nevertheless, the
prosecutor's comment might have suggested to the jury that the defendant had an
obligation to testify. Such comment,
made in open court, was improper.
We do not believe, however, that the prosecutor's and
judge's remarks gave rise to a substantial risk of a miscarriage of
justice. The judge's instructions at the
close of the evidence specifically warned the jury not to draw any negative
inferences from the defendant's decision not to testify, and they repeatedly
placed the burden of proof on the Commonwealth.
See Commonwealth v. Phoenix, 409 Mass. 408, 427, 567 N.E.2d 193
(1991), quoting Commonwealth v. Smith, 387 Mass. 900, 908, 444 N.E.2d
374 (1983); Commonwealth v. Ferreira,
381 Mass. 306, [421 Mass. 99] 316, 409 N.E.2d 188 (1980)
(although prosecutor's remarks were "reasonably susceptible of being
interpreted as a comment on [the defendant's] failure to take the stand,"
a new trial was not required because the judge's instructions "were
sufficiently clear and complete to negate any possible prejudice to the
defendant"). In addition, during
his final instructions, the judge specifically praised the defendant's efforts in
representing himself and told the jury to disregard his or anyone's personality
during the trial. Finally, in view of
the Commonwealth's strong proof of the defendant's guilt, reversal is not
warranted.
[9] b. Instructions on
identification. In
Commonwealth v. Rodriguez, 378
The Rodriguez instruction also includes language
which addresses the situation of a suggestive one-on-one confrontation:
"You may also take into account that
an identification made by picking the defendant out of a group of similar
individuals is generally more reliable than one which results from the
presentation of the defendant alone to the witness."
Commonwealth v. Rodriguez, supra
at 311, 391 N.E.2d 889. In the
present case, the defendant made a written request for that instruction. [421
[10] [421 Mass. 102] The defendant next
points out that an error was made in the course of the judge's identification
instructions regarding the length of time between the crime and the witness's
identification of the defendant as the offender. One portion of the Rodriguez
instruction directs the jury to "consider the length of time that lapsed
between the occurrence of the crime and the next opportunity of the
witness to see the defendant, as a factor bearing on the reliability
of the identification" (emphasis added). Commonwealth v. Rodriguez, supra. This language has been disapproved because
it improperly suggests that the defendant is indeed the offender. Commonwealth v. Cuffie,
supra at 640-641, 609 N.E.2d 437.
(FN4) Commonwealth
v. Fitzpatrick, supra at 111, 463 N.E.2d 571. In the case at bar, the defendant requested
an instruction which cured the flaw identified in Fitzpatrick. (FN5)
The judge did not give the requested instruction. Instead, the judge gave an instruction which
modified the Rodriguez language but failed to correct the underlying
flaw. The judge instructed as follows:
"You may also consider the length of
time that lapsed between the occurrence of the crime and the opportunity of
the witness thereafter to see the offender and identify him or her, him in this
case, as the offender as a factor bearing on the reliability of the
identification" (emphasis added).
[421
[11] c. The prosecutor's closing argument. The prosecutor argued as follows:
"Ladies
and gentlemen, Fatiha Elbachtany
was robbed of much more than just the Dunkin' Donuts' money. She was robbed of her personal safety and
security, her right to work in downtown
These remarks were inappropriate. See, e.g., Commonwealth v. Graziano, 368
Nevertheless, we do not believe that the effect was so
prejudicial as to warrant a new trial.
The defendant did not [421
At the outset of the trial, the judge informed the jurors
that they would "make their findings of fact upon the evidence and nothing
else." That mandate was reiterated
throughout the judge's charge, and the judge instructed the jury that the
closing arguments were not evidence. The
jurors were also reminded that the defendant was presumed innocent until proved
guilty beyond a reasonable doubt. We
presume that a jury understand and follow such limiting instructions. Commonwealth v. Jackson, 384
Viewing the prosecutor's remarks in light of the entire
argument, as well as the judge's instructions to the jury and the evidence at
trial, there is no substantial risk of a miscarriage of justice.
d. Whether the combination of errors created a
substantial risk of a miscarriage of justice. The final inquiry is whether the
prosecutorial and judicial errors, measured cumulatively, created a substantial
risk of a miscarriage of justice. The
Our review of the record persuades us that the Appeals
Court is correct. We conclude that the
combined effect of the prosecutorial and judicial errors was not sufficiently
prejudicial to create a substantial risk of a miscarriage of justice.
Judgment affirmed.
(FN1.) On cross-examination, Elbachtany testified that, on December 12, after the
defendant was brought back to the Dunkin' Donuts, and after she identified him
as the robber, she had a conversation with the police in which she was told
that the police had found a gun on the defendant. She was not informed that the "gun"
was actually a cigarette lighter. In
response to the defendant's question whether the conversation about the gun had
any bearing on her identification of him as the robber, Elbachtany
stated: "It didn't have anything to
do with the identification, because I did it before he told me what he found on
you."
(FN2.) The defendant's motion did not
challenge Elbachtany's in-court identification on
independent grounds.
(FN3.) The judge instructed the jury as
follows regarding identification:
"An
important issue in this case is the identification of the defendant as the
person who committed the crime. The
prosecution must prove the identity beyond a reasonable doubt. It is not essential that the witness herself
be free from doubt as to the correctness of her statement; however, you, the jury, must be
satisfied beyond a reasonable doubt of the accuracy of the identification of
the defendant before you can convict him.
"If
you are not convinced beyond a reasonable doubt that the defendant was the
person who committed the crime, you must find the defendant not guilty.
"Identification
testimony, which we had in this case, is an expression of belief or impression
by a witness. Its value depends on the
opportunity the witness had to observe the offender at the time of the offense
and make a reliable identification later.
"In
appraising identification testimony, you can consider the following: Are you convinced that the witness had the
capacity and an adequate opportunity to observe the offender? Whether the witness had an adequate
opportunity to observe the offender at the time of the offense would be
affected by such matters as how long, or how short, a time was available; how far or close
the witness was; how good were the
lighting conditions; whether the witness
had had the occasion to see or know the person in the past.
"In
general, a witness bases any identification she makes from her perception
through the use of her senses. Usually a
witness identifies an offender by the sense of sight, but this is not
necessarily so. She may use other
senses.
"Are
you satisfied that the identification made by the witness, subsequent to the
offense, was the product of her own recollection? You may take into account both the strength
of the identification and the circumstances under which the identification was
made. You may consider the possibility
of a mistaken identification, that the witness is honestly mistaken,
that she made a good-faith error.
"If
the identification by the witness may have been influenced by the circumstances
under which the defendant was presented for identification, you should
scrutinize the identification with great care.
"You
may also consider the length of time that lapsed between the occurrence of the
crime and the opportunity of the witness thereafter to see the offender and
identify him or her, him in this case, as the offender as a factor bearing on
the reliability of the identification.
"You
may take into account any occasion on which the witness failed to make an
identification of the defendant, or made an identification that was
inconsistent with the identification here at trial.
"Finally,
you must consider the credibility of an identification witness in the same way
as any other witness;
consider whether she is truthful, and consider whether she had
the capacity and opportunity to make a reliable observation on the matter
covered in her testimony.
"I
again emphasize that the burden of proof on the prosecutor extends to every
element of the crime charged, and this specifically includes the burden of
proving beyond a reasonable doubt the identity of the defendant as the
perpetrator of the crime for which he stands charged.
"If,
after examining the testimony, you have reasonable doubt as to the accuracy of
this identification, you must find the defendant not guilty."
_ (FN4.)
In Commonwealth v. Fitzpatrick, 18 Mass.App.Ct.
106, 463 N.E.2d 571 (1984), the
"You
may also consider the length of time that lapsed between the occurrence of the
crime and the opportunity of the witness, some time after the occurrence of the
crime, to see and identify the defendant as the offender, as a factor bearing
on the reliability of the identification."
(FN5.) The defendant's requested
instruction on this point was as follows:
"You should also give consideration to the length of time that
elapsed between the said occurrence of the crime,
an[d] the rendering of the identification as a factor bearing on the
reliability of the identification."
(FN6.) The defendant objected to the
prosecutor's closing argument on two occasions.
Both objections were made in response to the prosecutor's references to
the defendant's witnesses. He failed,
however, to object to any of the remarks which he now claims were unfairly
prejudicial.