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Opinions of The and the Court of Appeals To be used in
conjunction with the CPS Criminal Procedure Textbook |
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CPS Commonwealth
Police Service, Inc. and the Law Office of Patrick Michael Rogers |
Commonwealth v.
Appeals Court of Massachusetts,
No. 91‑P‑866.
Argued
Decided
Further Appellate Review
Denied
Eric Brandt, Committee for Public Counsel Services,
for defendant.
David Mark, Asst. Dist. Atty., for Com.
Before KASS, GILLERMAN and GREENBERG, JJ.
GREENBERG, Justice.
Convicted
after a jury‑waived trial on three indictments charging him with crimes
(FN1) related to his possession of a loaded handgun, the defendant argues on
appeal that his motion to suppress the revolver and ammunition, which he
jettisoned while fleeing from a
The facts
found by the motion judge, which we have embellished with undisputed details
from the record, are as follows.
(FN2) At approximately
Ten days
later, while on patrol in a marked cruiser around
[1] We
start with the proposition that the Fourth Amendment to the United States
Constitution does not require suppression of the evidence. In
California v. Hodari D., 499 U.S. 621, 111 S.Ct. 1547, 113 L.Ed.2d 690 (1991), the United States
Supreme Court held, over a vigorous dissent, that a "seizure" of a
person within the meaning of the Fourth Amendment does not occur until a
subject yields to the application of physical force by a police officer. A police officer's pursuit of a suspect,
which the court treated as a "show of authority" (see Terry v. Ohio, 392 U.S. 1, 19 n. 16, 88
S.Ct. 1868, 1879 n. 16, 20 L.Ed.2d 889 [1968] ) for
purposes of its opinion, does not trigger Fourth Amendment protections. Consequently, any evidence obtained prior to
the actual collaring of the suspect is admissible. Id. 499 U.S. at ‑‑‑‑,
111 S.Ct. at 1552.
See Michigan v. Chesternut, 486 U.S. 567, 108 S.Ct.
1975, 100 L.Ed.2d 565 (1988) (police in marked cruiser following a man, who
fled at the appearance of the police vehicle, did not amount to a seizure
because it would not have communicated to a reasonable person that he was not
at liberty to ignore police presence).
Recognizing this fundamental change in Fourth Amendment analysis (see 3 LaFave, Search and Seizure § 9.2[h], at 86‑92
[Supp.1992] ), the defendant asserts that art. 14 of the Massachusetts
Declaration of Rights provides greater substantive protection than does the
Fourth Amendment. He argues that
suppression of the evidence is mandated by a line of cases originating with Commonwealth v. Thibeau,
384 Mass. 762, 764, 429 N.E.2d 1009 (1981), in which the Supreme Judicial Court
stated that "[p]ursuit that appears designed to
effect a stop is no less intrusive than a stop itself.... a stop starts when pursuit
begins " (emphasis supplied).
See also Commonwealth v. O'Laughlin, 25 Mass.App.Ct.
998, 999‑1000, 522 N.E.2d 10 (1988); Commonwealth v. Pena, 31 Mass.App.Ct. 201, 205‑207, 575 N.E.2d 774
(1991). The abandoned weapon is the
fruit of an illegal search, the argument goes, because [33 Mass.App.Ct. 443] Officer Devane had not acquired facts
which would justify a stop at the time the defendant commenced his flight.
Whether
art. 14 of the Massachusetts Declaration of Rights affords more expansive
safeguards than those provided under the
California v. Hodari D. formulation has not been
addressed directly by a Massachusetts appellate court. Because we affirm the judge's order on other
grounds, we need not decide the question in this case.
[2] In our
view, the defendant's cause is not advanced by Commonwealth v. Thibeau, supra. There are significant factual distinctions
between the circumstances of the pursuit in the instant case and those
described in Thibeau. In that case the show of authority
sufficient to constitute a seizure (the chase by the police "with siren
blaring") began before the
defendant engaged in any action that could be described as flight. The court stated that Thibeau
"fled when pursued." Id. 384 Mass. at 763, 429 N.E.2d
1009. In contrast, here the defendant's
decision to run away was not prompted by any inappropriate police action. Because we conclude that Officer Devane permissibly could have detained the defendant for
the purpose of conducting a legitimate field inquiry, once the defendant began
his flight, we do not have to reach the question whether, after California v. Hodari
D., supra, art. 14 may provide more protection than the Federal
Constitution with respect to "seizures" of individuals. See
Commonwealth v. Fraser, 410 Mass. 541, 543 n. 3, 573 N.E.2d 979 (1991)
(although art. 14 argument was waived, the court stated that it "has never
held that the State Constitution affords ... more (or less) protection with
respect to Terry‑type stops ...
than does the Federal Constitution"); Commonwealth v. Laureano, 411 Mass. 708, 709 n. 1, 584 N.E.2d 1132
(1992);
Commonwealth v. Pena, 31 Mass.App.Ct. at
206‑207 n. 4, 575 N.E.2d 774.
(FN4) [33 Mass.App.Ct.
444] Nor do we express an opinion as
to whether the Commonwealth v. Thibeau, supra, holding would survive as an independent
principle of State constitutional law.
Compare Commonwealth v. Upton,
394 Mass. 363, 373‑377, 476 N.E.2d 548 (1985).
The
Supreme Judicial Court has recently revisited its decision in Thibeau. Writing for the court in Commonwealth v. Laureano, 411 Mass. at
709‑710, 584 N.E.2d 1132, Justice Lynch, who wrote Thibeau, stated:
"There we held that the
police pursuit, with siren blaring, of a bicyclist required some articulable facts leading to reasonable suspicion prior to
the start of pursuit because in those circumstances, the stop (and seizure)
began when the pursuit commenced. The claim of police 'pursuit' by the
defendant, however, is not a talismanic formula for converting all police
investigation into a stop and seizure (emphasis supplied).... In this case there was no evidence of
pursuit in the sense that the term was used in Thibeau. The [plainclothes] detectives merely
followed the defendant into a public rest room where they both had a right to
be."
The
defendant does not dispute that his flight may be considered as a factor in
evaluating the officer's articulable suspicion,
because "the defendant broke away from the police before they pursued
him." Commonwealth v. Sanchez, 403 Mass. 640,
646, 531 N.E.2d 1256 (1988). See note 3, supra.
Contrast Commonwealth v. Thibeau,
384 Mass. at 764, 429 N.E.2d 1009. In Sanchez, moreover, the defendant's
flight, after he had consented to a police search, provided the officers with
enough suspicion to pursue and stop him. Ibid.
Although
this is a close case, we think that Officer Devane's
pursuit of the defendant (and consequently his "stop" for our present
purpose) was justified in the circumstances.
The judge found that Devane asked the
defendant[33 Mass.App.Ct.
445]
"to stop for a minute" so that "he could check the
doorway to see if there was any attempt at breaking and entering" because
"the officer could not see the doorway from where he was standing." Given the background of the earlier breaking
and entering, it was not unreasonable‑‑in fact it was good police
work (FN5)‑‑for Officer Devane to
approach the group of men, who, from his perspective, may have been serving as
lookouts for accomplices involved in further criminal activity. Cf.
Commonwealth v. Matthews, 355 Mass. 378, 381, 244 N.E.2d 908 (1969). The defendant's quick appearance from around
the corner, although it "could reasonably have been viewed by ... another
police officer ... as innocent [behavior]," Commonwealth v. Patti, 31 Mass.App.Ct.
440, 443, 579 N.E.2d 170 (1991), might reasonably here have added to Officer Devane's suspicion, incorrect as it turned out, that
another breaking and entering was in the making. The defendant's immediate and abrupt
departure, particularly as it was apparently in direct response to Officer Devane's interest in him, in our view confirmed the officer's
suspicion and transformed it into a "reasonable suspicion," which was
sufficient to detain the defendant while the crime locus was investigated. Unlike
Commonwealth v. Bacon, 381 Mass. 642, 646, 411 N.E.2d 772 (1980), the
defendant's evasive actions here immediately "raise[d] the observing
officer's suspicions to the point of causing him then to believe the
[defendant] should be stopped."
When coupled with the other facts and circumstances, Commonwealth v. Wren, 391 Mass. 705, 708 n. 2, 463 N.E.2d 344
(1984), the pursuit, even though clearly designed to effect a stop, was
permissible. Cf. Commonwealth v. Sanchez, supra.
Judgments affirmed.
(FN1.) The indictments were brought under G.L. c. 269, § 10(a
) (carrying a firearm); G.L. c. 269, § 10(h
) (possession of ammunition); and G.L. c. 266, § 60 (receiving stolen property).
(FN2.) The defendant does not quibble with the
facts found by the motion judge, which are supported by the evidence.
Commonwealth v. Sanchez, 403 Mass. 640, 643 n. 2, 531 N.E.2d 1256
(1988). Rather, he challenges the
judge's ultimate conclusion regarding the constitutional implication of those
facts, which, of course, may form the basis of an appeal. See
ibid. The ultimate findings are,
however, entitled to substantial deference. Commonwealth v. Bottari,
395 Mass. 777, 780, 482 N.E.2d 321 (1985).
(FN3.) The motion judge found that the
defendant's flight preceded the officer's pursuit, and the defendant has
conceded as much.
(FN4.) Although Massachusetts has apparently
adopted, under art. 14, the pre‑Hodari D. test for
determining when a seizure of an individual has occurred‑‑that is,
whether "a reasonable person would have believed that he was not free to
leave[,]" Commonwealth v. Borges,
395 Mass. 788, 791, 482 N.E.2d 314 (1985), quoting from United States v. Mendenhall, 446 U.S. 544, 554, 100 S.Ct. 1870, 1877, 64 L.Ed.2d 497 (1980)‑‑no
appellate court of the Commonwealth has yet been presented squarely with the
opportunity to consider the "bright‑line" rule of Hodari D. and
whether that rule would alter the Thibeau decision.
See Commonwealth v. Fraser,
410 Mass. at 543‑544, 573 N.E.2d 979 (where the court, in construing the
Fourth Amendment, invokes the "reasonable person" standard, yet cites Hodari D., supra
). For a decision which demonstrates the
difficult exercise of determining when a seizure occurs in a similar factual
situation, see People v. Mamon, 435 Mich. 1, 457 N.W.2d 623 (1990).
(FN5.)
Commonwealth v. Battle, 365 Mass. 472, 475, 313 N.E.2d 554 (1974), in which
the court discussed police officers' duty to follow those who flee upon their
approach, appears to support our conclusion.
However, that decision was apparently reached solely under the Fourth
Amendment.