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Commonwealth v. A Juvenile, 368
Supreme Judicial Court of Massachusetts,
Argued
Decided
John F. Palmer,
Joseph A. McDonough, Asst. Dist. Atty., for the
Commonwealth.
Before TAURO, C.J., and BRAUCHER, HENNESSEY, KAPLAN
and WILKINS, JJ.
HENNESSEY, Justice.
In this case we conclude, in a result which is required by relevant decisions of the United [368 Mass. 581] States Supreme Court, that the 'idle and disorderly persons' provision of G.L. c. 272, s 53, cannot constitutionally be the basis for criminal convictions for the use of offensive and abusive language.
The case
comes to this court by a report from the
As reported
by the judge of the Juvenile Court the questions for our determination are (1)
whether the court should grant the defendant's motion to dismiss filed on
appeal with the Appellate Division, and (2) what standards should apply in
considering offenses involving the use of language and related conduct under a
disorderly person complaint pursuant to c. 272, s 53. More broadly stated, the issue is whether the
offense of being an idle and disorderly person under s 53 in so far as it
encompasses speech or expressive conduct is violative
of the First Amendment to the United States Constitution as made applicable to
the States through the Fourteenth Amendment.
The claim raised is that the disorderly person provision of s 53 is
unconstitutionally overbroad [368
We state the facts of this case as taken from the report, which incorporates a statement of particulars as filed by the Commonwealth in the trial court. At approximately 4:30 P.M. on March 20, 1974, the defendant while in Jordan Marsh Company, a Boston department store, for reasons not disclosed, began yelling at a saleswoman using such phrases as 'f_ _ a_ _' and the like. He continued his tirade when a female security guard employed by the store arrived, calling her, among other things, a 'f_ _ a_ _' and a 'f_ _ pig.' Apparently, the store employees were unable to control the situation and the defendant continued his onslaught of abusive speech. A crowd of approximately 100 shoppers gathered. When asked by the security guard to leave the store, the defendant, in response, gestured by raising the third finger of his hand, symbolizing what he was verbally expressing. Finally, and it is not clear from the record how, the defendant was escorted from the store. But the defendant did not remain outside; rather he returned once again to assail the employees with his offensive screams and gestures. All told the defendant's activities in the store went on for forty minutes.
[1] The
defendant was adjudged delinquent on a complaint charging him with being a
disorderly person. The record does not
reveal whether the adjudication was based on the defendant's speech, including
his offensive and coarse words, or was based on his purely physical conduct in
refusing to leave and returning to the store.
Therefore, in so far as the finding may have been based entirely or in
part on the speech involved, this court is required to review the case as implicating
free
speech rights. See Bachellar v.
We can
infer (and indeed we probably understate the case) that the defendant's
outcries were unpleasant to the [368
As will be seen at the conclusion of this opinion, we have answered the first reported question (whether the complaint should have been dismissed) in the affirmative; we have answered the second question by a definition as to the conduct which may be constitutionally proscribed under a charge of being an idle and disorderly person as we have construed that term. As will further be made clear, the effect of our decision is that convictions may no longer be constitutionally obtained under s 53 for the offense of being an idle and disorderly person in circumstances where the use of offensive and abusive language is relied on as proof of the offense. We emphasize that our holdings are required by decisions of the United States Supreme Court which have defined the scope of First Amendment protection in the area of offensive speech. (FN3)
[368
[3] This
court will consider the facial validity of the s 53 disorderly person offense
despite the fact that the defendant's[368
[4] Review
by this court of the constitutional validity of the s 53 disorderly person
provision is not limited to the textual wording of that section, since we may
also consider the authoritative construction given that statute by this
court. See Winters v.
There is little doubt that the defendant's activities, as a statutory matter, constituted a crime under this definition. There is also little doubt that our limiting construction in the Alegata case was intended to cure any vagueness in the provision of s 53 relating to disorderly persons. Nevertheless, in the context of the Alegata case we were not called on to further express an opinion as to the constitutional restraints on the State's power to make criminal the use of words so as to be charged as a disorderly person under s 53. However, developments in the area of constitutional adjudication with respect to offensive speech and the First Amendment require that we once again review that aspect of s 53 to determine its constitutional validity.
We state
the general principles to be applied.
First, if 'idle and disorderly persons' is, per se or as construed,
'susceptible of application to protected expression,' it is unconstitutionally
overbroad. Gooding v. Wilson, 405
[5] Applying these principles, we hold that, despite the construction given the term 'idle and disorderly persons' in the Alegata case, the offense of being a disorderly person in so far as it encompasses speech or expressive conduct is not sufficiently narrowly and precisely drawn to ensure that it reach only that speech which the State has a justifiable and compelling interest in regulating, (FN5) and is therefore overbroad. However, we conclude that as reaching to conduct (other than expressive conduct), the s 53 'idle and disorderly persons' provision is neither unconstitutionally overbroad nor vague.
2. The Overbreadth
Issue. In 1967, when Commonwealth v. Alegata, supra, was decided there was little if any express
constitutional doctrine relative to what in its broadest sense may be termed
offensive speech. However, since the
date of the Alegata case there have been numerous
United States Supreme Court decisions concerning convictions for offensive
speech. These convictions were obtained
under statutes regulating disorderly persons or breaches of the peace as well
as statutes and ordinances relating generally to the use of, e.g., abusive,
offensive, profane or opprobrious language.
See, e.g., Coates v. Cincinnati, 402 U.S. 611, 91 S.Ct.
1686, 29 L.Ed.2d 214 (1971) (illegal for three or more persons to assemble on
sidewalks and [368 Mass. 588] conduct themselves in a manner
annoying to persons passing by); Papachristou v.
Jacksonville, 405 U.S. 156, 92 S.Ct. 839, 31 L.Ed.2d
110 (1972) (statute regulating, among others, disorderly persons); Gooding v.
Wilson, 405 U.S. 518, 92 S.Ct. 1103, 31 L.Ed.2d 408
(1971) (use to another of opprobrious words or abusive language tending to
cause a breach of the peace); Colten v. Kentucky, 407
U.S. 104, 92 S.Ct. 1953, 32 L.Ed.2d 584 (1972)
(disorderly person to, inter alia, congregate with
others and refuse to comply with a lawful order to disperse); Cohen v.
California, 403 U.S. 15, 91 S.Ct. 1780, 29 L.Ed.2d
284 (1971) (maliciously and willfully disturbing
the peace by offensive conduct); Rosenfeld v.
While the circumstances of the cases collected above may have differed, to a large extent the epithets spoken in these cases were of the genre and parlance of the words spoken in this case. What is most significant, [368 Mass. 589] however, is that in all of these cases except one, (FN7) and often over vehement dissenting opinions, each conviction involving the use of words similar to those spoken by the defendant herein, was reversed on the grounds that the respective statute by its proscription of offensive speech was unconstitutionally overbroad, or unconstitutionally vague, or suffered from a combination of both of these constitutional infirmities.
[6] [7]
From the reasoning of these recent Supreme Court cases it would seem that in
order to satisfy present constitutional standards, a statute seeking to
regulate what we have broadly termed offensive speech will stand only if that
statute, in the words of Chaplinsky v.
[8] [9] The
Supreme Court, perhaps because of the inherent definitional difficulty
involved, and, unlike the methodology of the obscenity cases, has articulated
neither a per se standard nor any specific example of fighting words. However, certain cases do provide some
insight as to the [368 Mass. 591] minimum requirements that an
offensive speech statute must meet in order to ensure that the statute is
limited to fighting words and thus reaches only speech not protected by the
First Amendment. Fighting words as
referred to in the relevant constitutional decisions are limited to 'those
which by their very utterance inflict injury or tend to incite an immediate
breach of the peace.' Chaplinsky v.
In the
court's opinion, the s 53 disorderly person offense clearly does not fall
exclusively within and is broader than this narrow definition of fighting
words. Both the statutory claim of being
a disorderly person as it has existed for centuries (FN10) and our
authoritative construction[368 Mass.
592]
thereof, specifically Am.Law Inst., Model
Penal Code, s 250.2 (Proposed Official Draft, 1962), as adopted in Alegata v. Commonwealth, 353 Mass. 287, 302‑‑304,
231 N.E.2d 201 (1967), encompass more than fighting words. (FN11)
Therefore, we are compelled to conclude that the disorderly person
provision in so far as it relates to speech and expressive conduct is
unconstitutionally overbroad as 'susceptible of application to protected
expression.' Gooding v. Wilson, 405
[368
The United
States Supreme Court has recognized in its decisions that the State has a valid
interest in regulating certain types of speech, but it has also made clear that
this end may not be achieved by a statute with as broad a potential sweep as
the disorderly person provision of s 53.
As Mr. Justice Harlan has stated in Cohen v. California, 403 U.S. 15, 91
S.Ct. 1780, 29 L.Ed.2d 284 (1971), a case involving
offensive speech, '(t)he ability of government, consonant with the
Constitution, to shut off discourse solely to protect others from hearing it is
. . . dependent upon a showing that substantial privacy interests are being
invaded in an essentially intolerable manner.
Any broader view of this authority would effectively empower a majority
to silence dissidents simply as a matter of personal predilections.'
The
question remains, however, whether despite our finding that the definition of a
disorderly person adopted in Alegata v. Commonwealth,
353
[10] Given
the historical background of the offense of being a disorderly person, it would
not be sufficient for this court without more simply to construe the phrase
'idle and disorderly persons,' or the terms 'makes unreasonable noise or
offensively coarse utterance, gesture or display, or addresses abusive language
to any person present' as limited to fighting words, since such terms 'plainly
. . . (have) a broader sweep than the constitutional definition of 'fighting
words' announced in Chaplinsky v.
3. The Vagueness Issue. (FN15)
From the decision in Alegata v. Commonwealth,
353
Nevertheless,
the defendant argues here that the prefatory language of Am.Law.Inst.,
Model Penal Code, s 250.2 (Proposed Official Draft, 1962), which is the basis
of our narrowing construction, is itself unconstitutionally vague. That preface provides, 'A person is guilty of
disorderly conduct If, with purpose to cause public inconvenience, annoyance or
alarm, or recklessly creating a risk thereof,' he engages in the conduct set
forth in subsections (a) and (c). The
defendant points out that certain of the words used in the preface, i.e., inconvenience
and annoyance, have been found vague in other cases. However, as the Commonwealth reasons, those
words do not stand alone but are rather to be considered in reference to the
specific conduct set forth in subsections (a) and (c). (FN16)
As we stated in the Alegata case, the preface
merely defines the requisite intent to commit a criminal act; the specific
offenses are delineated in subsections (a) and (c) which relate to
conduct. (FN17) These sections provide: '(a) engages in fighting or threatening, or in violent or
tumultuous behavior; or . . . (c) creates a hazardous or physically offensive
condition by any act which serves no legitimate purpose of the actor.' So construed, the type of conduct which the
disorderly person provision of s 53 reaches is that conduct which by [368 Mass. 597] its very nature involves the use of physical force or violence or
any threat to use such force or violence if that threat is objectively possible
of immediate execution.
[11] On this
basis we reaffirm our holding in Alegata v.
Commonwealth, supra, that the disorderly person provision of s 53, as
authoritatively construed by this court, is 'sufficiently explicit to inform
those who are subject to it what conduct on their part will render them liable
to its penalties' (Connally v. General Constr.
However, in
order to ensure that the statute as limited not be susceptible of application
to conduct which is expressive and therefore protected by the First Amendment,
we further construe the section to relate exclusively to activities which
involve no lawful exercise of a First Amendment right. In this regard the intent to cause, or
reckless disregard of, public inconvenience, annoyance, or [368 Mass. 598] alarm
must be assessed in terms of whether the conduct was engaged in with intent to
exercise a First Amendment right and whether the interest to be advanced is
insignificant in comparison to the inconvenience, annoyance, or alarm
caused. Cf. Colten
v.
We take
this opportunity to observe that, despite our finding that the s 53 offense of
being an idle and disorderly person is not void for vagueness, other parts of
the statute are constitutionally suspect.
The statute is archaic. In its
laconic provisions it covers a multitude of crimes, some of which are
completely alien to modern times, others of which may in the future be subject
to the type of challenges raised here.
Indeed, c. 272, s 53, is the mirror image of the city ordinance found
void on its face in Papachristou v. Jacksonville, 405
U.S. 156, 92 S.Ct. 839, 31 L.Ed.2d 110 (1972). The ordinance in Papachristou
is quoted in 405
The
ordinance in Papachristou was found facially void for
vagueness 'both in the sense that it 'fails to give a person of ordinary
intelligence fair notice that his contemplated conduct is forbidden by the
statute,' United States v. Harriss, 347 U.S. 612,
617, 74 S.Ct. 808, 98 L.Ed.
989 (1954), and because it encourages arbitrary and erratic arrests and convictions. Thornhill v.
In a series
of cases we have attempted to save by judicial construction the bare bones of s
53. See, e.g., Alegata
v. Commonwealth, 353
4. To summarize, we hold that the idle and
disorderly person provision of s 53 as it presently stands cannot be validly
applied against persons for the use of offensive and aubsive
language. However, the provision as
construed by this court in Alegata v. Commonwealth,
353
As to the questions reported, the first question is answered in the affirmative; the motion to dismiss should be granted since the adjudication of delinquency challenged may have been based on the speech involved. The second question is answered by the analysis of the statute in this opinion; the standards to be applied are as defined in this decision.
So ordered.
FN1. In its entirety, G.L. c. 272, s 53, as amended through St.1973, c. 1073, s 20, provides: 'Common night walkers, both male and female, common railers and brawlers, persons who with offensive and disorderly act or language accost or annoy persons of the opposite sex, lewd, wanton and lascivious persons in speech or behavior, idle and disorderly persons, prostitues, disturbers of the peace, keepers of noisy and disorderly houses and persons guilty of indecent exposure may be punished by imprisonment in a jail or house of correction for not more than six months, or by a fine of not more than two hundred dollars, or by both such fine and imprisonment' (emphasis added).
FN2. The appellant Boston Juvenile Court, 'Appellate Division,' does not track the words of the applicable statutory sections; yet it is clear that jurisdiction of the appeal is in the Boston Juvenile Court (G.L. c. 119, s 27) and that review may be had in this court by report from said Juvenile Court (G.L. c. 119, s 56).
FN3. The case of
Rosenfeld v.
From the majority opinion it can be inferred that five Justices of the court are willing to reaffirm the principles of those two cases in the area of offensive speech and narrowly to circumscribe the constitutional limit of the State's power to regulate offensive speech. The facts of the Ronsenfeld case are readily comparable with those before us; indeed the verbal encounter in that case may be considered by some more offensive. In addition, and most importantly, while the statute challenged in the Rosenfeld case was similar in purpose and effect to the 'idle and disorderly persons' provision of s 53, it would be fair to say that the statute in the Rosenfeld case previously had been authoritatively construed by the New Jersey court in such a manner as to make it narrower and more limited in effect than our own judicial construction of s 53. Yet the statute in the Rosenfeld case was found unconstitutionally overbroad and the conviction reversed. Given these facts, the result in the Rosenfeld case‑‑invalidation of the offensive speech statute‑‑would a fortiori compel the result we reach in this case.
FN4.
The vagueness and overbreadth doctrine are not
always separate and distinct. As stated
by Mr. Justice Douglas in Karlen v. Cincinnati, 416
U.S. 924, 925, 94 S.Ct. 1922, 1923, 40 L.Ed.2d 280
(1974) (dissenting opinion), 'A vague statute may ve
overbroad if its uncertain boundaries leave open the possibility of punishment
for protected conduct and thus lead citizens to avoid such protected activity
in order to steer clear of the uncertain proscriptions. Grayned v. City of
FN5. As will be made
clear the finding of overbreadth is limited to that
portion of s 53 which may be applied to 'unreasonable noise or offensively
coarse utterance, gesture or display or . . . (addressing) abusive language to
any person present.' See Alegata v. Commonwealth, 353
FN6. For legal commentary on these offensive speech cases see, e.g., Rutzick, Offensive Language and the Evolution of First Amendment Protection, 9 Harv.Civil Rights Civil Liberties L.Rev. 1 (1974); Rehnquist, Civility and Freedom of Speech, 49 Ind.L.J. 1 (1974); note, 'Offensive Speech' and the First Amendment, 53 B.U.L.Rev. 834 (1971); note, Purging Unseemly Expletives from the Public Scene: A Constitutional Dilemma, 47 Ind.L.J. 142 (1971).
FN7. The exception in
Colten v. Kentucky, 407 U.S. 104, 92 S.Ct. 1953, 32 L.Ed.2d 584 (1972), is explainable in that
the activity in the Colten case was quite
distinguishable from the other cases, did not involve offensive speech, and was
in fact characterized by the Supreme Court as not involving First Amendment
rights at all. 'Colten
insists that in seeking to arrange transportation (for a friend whose vehicle
was being ticketed) and in observing the issuance of a traffic citation he was
disseminating and receiving information.
But this is a strained, near‑frivolous contention and we have
little doubt that Colten's conduct . . . was not,
without more, protected by the First Amendment.'
FN8. Their vigorous
dissents suggests that a minority of Justices of the United States Supreme
Court are not of this view, but rather believe that the State's subordinating
interest in regulating offensive words may in certain instances be broader than
fighting words: 'When we undermine the general belief that the law will give
protection against fighting words and profane and abusive language . . . we
take steps to return to the law of the jungle' (emphasis added). Rosenfeld v.
FN9. Furthermore, the
Supreme Court has held that 'the mere presumed presence of unwitting listeners
or viewers does not serve aumatically to justify
curtailing all speech capable of giving offense. See, e.g., Organization for a Better Austin
v. Keefe, 402
FN10. General Laws c.
272, s 53, and its predecessor statutes, have for over 200 years been construed
to apply to vulgar or profane speech, as well as fighting words. As far back as 1860, the offense of being a
disorderly person included proof of the use of profane language. In the case of Commonwealth v.
FN11. See commentary to Model Penal Code, s 250.1 (Tent. draft No. 13, 1961) (the prodecessor to s 250.2). The commentary expressly provides: '(C)oarse or indecent language is penalized under clause (b) regardless of any actual or presumed tendency to evoke disorder among the hearers, since the interest . . . (Model Penal Code, s 250.2(b)) seek(s) to protect is freedom from present nuisance rather than freedom from anticipated violence' (emphasis added).
Additional statements of this intent appear throughout the
commentary, 'Clause (b) of Subsection (1) extends beyond acts creating physical
discomfort inasmuch as it includes coarse or indecent utterances and abusive
language. Such behavior on a street or
in a public conveyance constitutes an assault on public sensibilities.' See Rosenfeld v.
FN12. In this regard we agree with the Supreme Court of Alaska which in Marks v. Anchorage, 500 P.2d 644 (Alaska, 1972), considered a disorderly person ordinance patterned on Model Penal Code, s 250.2, an ordinance which tracked verbatim the sections quoted by this court in the Alegata case with respect to s 53, and found it overbroad. However, that court primarily based its finding of total invalidity on the ground that the ordinance was void for vagueness. As will be seen, we disagree with that judgment. We believe that s 250.2 is not unconstitutionally vague as related to nonexpressive conduct and to that extent we reaffirm our holding in Alegata.
FN13. The Lewis case
supports this position and is particularly interesting because in that case the
conviction for the use of offensive speech was initially reversed and remanded
by the United States Supreme Court. See
408
On remand the Louisiana Supreme Court held that the
ordinance as written, 'is narrowed to 'fighting words' uttered to specific
persons at a specific time . . ..
FN14. See n. 8, supra.
FNa. Mass.Adv.Sh. (1974) 599.
FN15. Admittedly the
void for vagueness doctrine often overlaps in effect the overbreadth
doctrine. See n. 2. Nevertheless, ultimately the methodology of
the two analyses is distinguishable; that is to say, a statute may be vague
even though it is so narrowly drawn as to avoid overbreadth
dangers. We have determined that s 53,
applied exclusively to conduct as defined by this court in prior decisions and
herein, is not overbroad. Thus, the
issue we next turn to is whether the disorderly person provision is vague. In short, the vagueness doctrine ensures that
a statute be drawn with the requisite clarity so that a person has sufficient
notice of what conduct on his part may be criminal. In addition, it ensures that no statute have
such a 'standardless sweep' as to allow discriminate
enforcement. Smith v. Goguen, 415
FN16. As discussed above, we find subsection (b) unconstitutionally overbroad and therefore we need not reach the vagueness question with respect to that portion.
FN17. We note that
the statute at issue in Colten v.
FNb. Mass.Adv.Sh. (1975) 1042.
FNc. Mass.Adv.Sh. (1975) 1075.
FN18. As noted
previously our result represents a departure from the reasoning in Marks v.